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Nathan Lee Verbeten

Ameriprise Financial Services, LLC

Waukesha, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-07-03
  • WI RA
    APPROVED
    Since 2024-07-03

Branch Locations

2212 E Moreland Blvd Ste 100, Waukesha, WI 53186-2918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Brookfield WI 02/2021 07/2024
Pruco Securities, Llc. Brookfield WI 02/2021 07/2024
Rsvdq Inc./Dairy Queen Union Grove WI 10/2009 11/2019
Pruco Secuties Llc Wauwatosa WI 08/2013 02/2021
The Prudential Insurance Company Of America Wauwatosa WI 08/2013 02/2021
Ameriprise Financial Services, Llc Brookfield WI 07/2024 Present
  • 02/2021 → 07/2024
    Prudential Insurance Company Of America
    Brookfield, WI
  • 02/2021 → 07/2024
    Pruco Securities, Llc.
    Brookfield, WI
  • 10/2009 → 11/2019
    Rsvdq Inc./Dairy Queen
    Union Grove, WI
  • 08/2013 → 02/2021
    Pruco Secuties Llc
    Wauwatosa, WI
  • 08/2013 → 02/2021
    The Prudential Insurance Company Of America
    Wauwatosa, WI
  • 07/2024 → Present
    Ameriprise Financial Services, Llc
    Brookfield, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-24
S63 Uniform Securities Agent State Law Examination 2013-11-01
  • S65 Uniform Investment Adviser Law Examination
    2015-02-24
  • S63 Uniform Securities Agent State Law Examination
    2013-11-01
Designations
Other Names
  • Nathan L Verbeten
  • Nathan Verbeten

View on SEC IAPD

Other Firms

DANA INVESTMENT ADVISORS INC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO CLEARING SERVICES, LLC
WORLD INVESTMENT ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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