Caroline Brady Fuerniss

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
AL	RA	APPROVED	2013-10-22

TX RA
APPROVED_RES

Since 2020-04-15
AL RA
APPROVED

Since 2013-10-22

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Birmingham	AL	08/2013	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

08/2013 → Present

Morgan Stanley

Birmingham, AL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

*673586- Mountain Brook Club; Investment related: No; Birmingham, Alabama; Civic/Religious/Community; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 5; Administrative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-22

S66 Uniform Combined State Law Examination

2013-10-22

Other Names

Caroline Sheffield Brady

View on SEC IAPD