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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Sarasota | FL | 11/2015 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saraota | FL | 03/2018 | 02/2023 |
| Ubs | Sarasota | FL | 03/2023 | 04/2026 |
| Wells Fargo Advisors Financial Network, Llc | Sarasota | FL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-24 |
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