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Thaddeus D Heggeness

Scharf Investments, LLC

Los Gatos, CA

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Current Employers
Scharf Investments, Llc

16450 Los Gatos Boulevard, Suite 207, Los Gatos, CA 95032 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-20
  • CA RA
    APPROVED
    Since 2024-02-20

Branch Locations

16450 Los Gatos Boulevard, Suite 207, Los Gatos, CA 95032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Newport Beach CA 04/2015 08/2018
City National Bank Newport Beach CA 12/2016 08/2018
Scharf Investments, Llc Los Gatos CA 11/2020 Present
Kedge Business School Marseille 08/2018 11/2020
Previous Registrations
  • 2015-04-30 → 2018-03-14
    Rbc Capital Markets, Llc
    Newport Beach, CA
  • 2014-12-11 → 2015-04-29
    Securian Financial Services, Inc.
    Newport Beach, CA
  • 2013-10-23 → 2014-10-06
    Morgan Stanley
    Newport Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-16
S66 Uniform Combined State Law Examination 2013-10-22
  • S65 Uniform Investment Adviser Law Examination
    2024-02-16
  • S66 Uniform Combined State Law Examination
    2013-10-22
Other Names
  • Farmer

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
J.P. MORGAN SECURITIES LLC
REACT INVESTMENT SOLUTIONS, LLC
LEGACY CAPITAL GROUP CALIFORNIA, INC.
INTEGRITY ALLIANCE, LLC.
CHARLES SCHWAB & CO., INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS GATOS FINANCIAL LLC

Other Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY
MARCELA GUADALUPE GONZALEZ
JOYCE WONG IRMER
LUCAS ORME
DIEU TRAN
ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA
INTEGRITY ALLIANCE, LLC. · Los Gatos, CA
CHARLES SCHWAB & CO., INC. · Los Gatos, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA
LOS GATOS FINANCIAL LLC · LOS GATOS, CA

More in Los Gatos, CA

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