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Carsten Frederiksen

Rbc Capital Markets, LLC

Dallas, TX

Dallas, TX

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-02
  • TX RA
    APPROVED
    Since 2017-11-02

Branch Locations

100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Dallas TX 05/2010 11/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2017
Rbc Capital Markets, Llc Dallas TX 11/2017 Present
City National Bank Dallas TX 02/2019 Present
  • 05/2010 → 11/2017
    Morgan Stanley
    Dallas, TX
  • 01/2015 → 11/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2017 → Present
    Rbc Capital Markets, Llc
    Dallas, TX
  • 02/2019 → Present
    City National Bank
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-24
S63 Uniform Securities Agent State Law Examination 2009-02-02
  • S65 Uniform Investment Adviser Law Examination
    2010-06-24
  • S63 Uniform Securities Agent State Law Examination
    2009-02-02

View on SEC IAPD

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