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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-15 |
| TX | RA | APPROVED_RES | 2023-08-24 |
Branch Locations
3109 W Martin L King Jr Blvd Ste 600, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 04/2017 | 10/2021 |
| Casioli Inc | Miami | FL | 03/2016 | 03/2017 |
| Bank Of America, N.A. | Jacksonville | FL | 06/2017 | 10/2021 |
| Fisher Investments | Tampa | FL | 10/2021 | Present |
Name: Negosy.com Investment related?: No; Address: Jr. Manco Capac 529, #206, Tarapoto-Peru ; Nature of business: start-up in the fintech industry; Position/Title: co-Founder & CFO; Start Date: June 2019; Aprox. hours per month: 5 hours Number of hours I devote to other business during securities trading hours: 0 Description: I do not have any decision-making capabilities at Negosy.com, my only role nowadays is to pitch out start-up to competitions/incubators in order to raise seed capital organically and not from private investors. Other than that I hold 15% share of this non-publicly traded company. ------ Name: Aztech Sustainable Sanitation, LLC Investment related?: No; Address: 3857 Birch Street #929, Newport Beach, California 92660 ; Nature of business: start-up in the sustainable sanitation industry; Position/Title: shareholder/investor; Start Date: November 2020; Aprox. hours per month: 5 hours Number of hours I devote to other business during securities trading hours: 0 Description: I do not have any decision-making capabilities at Aztech Sustainable Sanitation, LLC, my only role is to pitch out start-up to competitions/incubators in order to raise seed capital organically and not from private investors. I am only an investor under a SAFE contract with this non-publicly traded company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-14 |
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