Alfredo Alves De Lima

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

1 World Trade Center 39Th Floor, New York, NY 10007-0090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities, Llc	New York	NY	02/2014	Present
New York Life Securities, Llc	New York	NY	08/2013	Present
Eagle Strategies, Llc	New York	NY	10/2019	Present

02/2014 → Present

Nylife Securities, Llc

New York, NY
08/2013 → Present

New York Life Securities, Llc

New York, NY
10/2019 → Present

Eagle Strategies, Llc

New York, NY

Other Businesses

[Cattle Ranching in Brazil; Cattle Ranch in Brazil; Nortelandia MT Brazil; Start Date 04/2001; Role/Title: Owner; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; Manage all aspects of the business] [Rental Property; Investment Property in La Vergne TN. Single-family house for long term rental; 153 Oasis Drive, La Vergne TN 37086; Start Date 08/2022; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; collect rent] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;120 Broadway, suite 2900, New York, NY 10271; Start Date 05/2019; Role/Title: Insurance Broker; Investment Related; 20 hours per month; 3 hours per month during securities trading hours] [NYLARC Holding Company Inc; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 01/2024; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours][Novaro Capital; Novaro invests in real estate properties, including development for flipping or as long-term rentals.; 300 First Avenue, New York, NY 10009; Start Date 07/2025; Role/Title: Passive Investor; Investment Related; 1 hours per month; 0 hours per month during securities trading hours]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-26
S63	Uniform Securities Agent State Law Examination	2015-03-28

S66 Uniform Combined State Law Examination

2019-10-26
S63 Uniform Securities Agent State Law Examination

2015-03-28

View on SEC IAPD