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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-06-02
  • MI RA
    APPROVED
    Since 2015-06-02

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

2260 East Saginaw Street, Suite B, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc East Lansing MI 11/2013 Present
Flynn Wealth Partners East Lansing MI 04/2015 Present
Private Advisor Group, Llc East Lansing MI 05/2015 Present
  • 11/2013 → Present
    Lpl Financial, Llc
    East Lansing, MI
  • 04/2015 → Present
    Flynn Wealth Partners
    East Lansing, MI
  • 05/2015 → Present
    East Lansing, MI
Other Businesses

1)12/10/13-MICHIGAN FINANCIAL GROUP/DBA ONLY/100%/EAST LANSING, MI 2) 04/20/2015 - FLYNN WEALTH PARTNERS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 04/17/2015 3) 09/22/2015 - Private Advisor Group, LLC - Registered Investment Advisor DBA - (Hybrid) Flynn Wealth Partners - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 05/01/2015 - TIME SPENT 100% 4) 09/22/2015 - Private Advisor Group, LLC - Registered Investment Advisor DBA - (Hybrid) Private Advisor Group, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 05/01/2015 - TIME SPENT 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-25
  • S66 Uniform Combined State Law Examination
    2014-03-25

View on SEC IAPD

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