Best Investors Account Sign in

Ali Poswal

Strategic Advisers LLC

Berkeley, CA

Berkeley, CA

Vallejo, CA

Claim This Profile
Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

2120 University Ave, Berkeley, CA 94704-1026 • United States

1995 University Ave Ste 120, Berkeley, CA 94704-1049 • United States

Vallejo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Cupertino CA 08/2016 12/2018
E*Trade Capital Management Llc Cupertino CA 08/2016 12/2018
Td Ameritrade Walnut Creek CA 12/2018 01/2022
Fidelity Investments Berkeley CA 01/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 08/2016 → 12/2018
    E*Trade Securities Llc
    Cupertino, CA
  • 08/2016 → 12/2018
    E*Trade Capital Management Llc
    Cupertino, CA
  • 12/2018 → 01/2022
    Td Ameritrade
    Walnut Creek, CA
  • 01/2022 → Present
    Fidelity Investments
    Berkeley, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-02-22 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Berkeley, CA
  • 2019-01-02 → 2022-01-08
    Td Ameritrade, Inc.
    Walnut Creek, CA
  • 2019-01-02 → 2022-01-08
    Td Ameritrade Investment Management, Llc
    Walnut Creek, CA
  • 2016-08-05 → 2018-12-21
    Harrisdirect Llc
    Cupertino, CA
    Arlington, VA
  • 2014-07-31 → 2016-07-12
    Cetera Investment Advisers Llc
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-30
  • S66 Uniform Combined State Law Examination
    2014-07-30

View on SEC IAPD

Other Firms

BLUME CAPITAL MANAGEMENT, INC.
FUTURE FRONTIER CAPITAL, LLC
VOLEON CAPITAL MANAGEMENT LP
CITIGROUP GLOBAL MARKETS INC.
Z21 VENTURES MANAGEMENT COMPANY, LLC
LPL FINANCIAL LLC
CHARLES SCHWAB & CO., INC.
HONTE ADVISORS LLC

Other Investors

JEFFREY VALENTINE ST. CLAIRE
PETER BRAY REIDENBACH
Samaya Patel
AMY STOEPLER THACHER
DARREN SCOTT TAGGART
Mark Lawrence Hortizuela Cortez
ASHLEY COONS
HAMED RASHIDPOUR

Other Offices

BLUME CAPITAL MANAGEMENT, INC. · BERKELEY, CA
FUTURE FRONTIER CAPITAL, LLC · BERKELEY, CA
VOLEON CAPITAL MANAGEMENT LP · BERKELEY, CA
CITIGROUP GLOBAL MARKETS INC. · Berkeley, CA
Z21 VENTURES MANAGEMENT COMPANY, LLC · BERKELEY, CA
LPL FINANCIAL LLC · BERKELEY, CA
CHARLES SCHWAB & CO., INC. · Berkeley, CA
STRATEGIC ADVISERS LLC · BERKELEY, CA

More in Berkeley, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor