Nicholas Santo Mink

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-11
CA	RA	APPROVED	2016-07-16

TX RA
APPROVED_RES

Since 2020-03-11
CA RA
APPROVED

Since 2016-07-16

Branch Locations

1901 Main Street Suite 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	Irvine	CA	06/2016	Present

06/2016 → Present

Morgan Stanley Private Bank, National Association

Irvine, CA

Previous Registrations

2015-04-07 → 2015-12-19

Morgan Stanley

Irvine, CA

South Jordan, UT

Other Businesses

*511729- Mink Enterprises Inc; Investment related-No; Mission Viejo, California; Snack Company; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 0; After business hours: 16; Business Development/Growth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-17
S63	Uniform Securities Agent State Law Examination	2013-10-28

S66 Uniform Combined State Law Examination

2015-02-17
S63 Uniform Securities Agent State Law Examination

2013-10-28

Other Names

Nicholas Santo Mink
Nicholas Mink

View on SEC IAPD