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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-26 |
| WA | RA | APPROVED | 2026-06-26 |
Branch Locations
123 2Nd Ave S, Suite 230, Edmonds, WA 98020 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Seattle | WA | 08/2013 | 07/2020 |
| Northwestern Mutual Investment Services, Llc | Seattle | WA | 01/2014 | 07/2020 |
| Northwestern Mutual Wealth Management Company | Seattle | WA | 01/2016 | 07/2020 |
| United States Army Washington National Guard | Jblm | WA | 05/2015 | Present |
| Lpl Financial Llc | Seattle | WA | 07/2020 | Present |
| Financial Advocates Investment Management | Seattle | WA | 07/2020 | 04/2022 |
| Mariner Independent Advisor Network, Llc | Sacramento | CA | 04/2022 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1. 7/17/2020 - UNITED STATES ARMY WASHINGTON NATIONAL GUARD - Not Investment Related - 6205 Pendleton Ave JBLM, WASHINGTON, 98433 - Outside/W-2 Employment - ASSISTANT S4 - Started 5/2015 - 36 Hours Per Month - Time Spent 2% - Part time employee as an ASSISTANT S4 - ASSIST THE LOGISTICS MANAGER IN PREPARING THE UNIT FOR VARIOUS missions within and outside the US. 2. 03/04/2022 - Dime and Associates - Investment Related - 12537 15th Ave Ste. 107 Seattle, WA 98125 - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2022 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 04/27/2022 - Dime & Associates - Investment Related - 12537 15th Ave Ste. 107 Seattle, WA 98125 - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2022 - 160 Hours Per Month/8 Hours During Securities Trading. 4. 05/24/2022 - Dime & Associates Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/19/2022 - 40 Hours Per Month/ 0 Hours During Securities Trading. 5. 11/004/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 11/19/2020 - 1 Hours Per Month/0 Hours During Securities Trading 6. 05/21/2024 - YouTube Partner Program (YPP) - Other - YouTube Partner Program (YPP) - Content Creator - Not Investment Related - Home Based - Start Date 06/01/2024 - 2 Hours Per Month/ 0 Hours During Trading 7. 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2026. I expect to spend approximately 160] hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-04-28 |
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