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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-26
WA RA APPROVED 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-26
  • WA RA
    APPROVED
    Since 2026-06-26

Branch Locations

123 2Nd Ave S, Suite 230, Edmonds, WA 98020 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Seattle WA 08/2013 07/2020
Northwestern Mutual Investment Services, Llc Seattle WA 01/2014 07/2020
Northwestern Mutual Wealth Management Company Seattle WA 01/2016 07/2020
United States Army Washington National Guard Jblm WA 05/2015 Present
Lpl Financial Llc Seattle WA 07/2020 Present
Financial Advocates Investment Management Seattle WA 07/2020 04/2022
Mariner Independent Advisor Network, Llc Sacramento CA 04/2022 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 08/2013 → 07/2020
    Northwestern Mutual Life Insurance Company
    Seattle, WA
  • 01/2014 → 07/2020
    Northwestern Mutual Investment Services, Llc
    Seattle, WA
  • 01/2016 → 07/2020
    Northwestern Mutual Wealth Management Company
    Seattle, WA
  • 05/2015 → Present
    United States Army Washington National Guard
    Jblm, WA
  • 07/2020 → Present
    Lpl Financial Llc
    Seattle, WA
  • 07/2020 → 04/2022
    Financial Advocates Investment Management
    Seattle, WA
  • 04/2022 → 07/2026
    Mariner Independent Advisor Network, Llc
    Sacramento, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
  • 2022-04-26 → 2026-06-26
    Seattle, WA
    Edmonds, WA
  • 2020-07-17 → 2022-04-26
    Financial Advocates Investment Management
    Olympia, WA
    Seattle, WA
    Seattle, WA
    Edmonds, WA
Other Businesses

1. 7/17/2020 - UNITED STATES ARMY WASHINGTON NATIONAL GUARD - Not Investment Related - 6205 Pendleton Ave JBLM, WASHINGTON, 98433 - Outside/W-2 Employment - ASSISTANT S4 - Started 5/2015 - 36 Hours Per Month - Time Spent 2% - Part time employee as an ASSISTANT S4 - ASSIST THE LOGISTICS MANAGER IN PREPARING THE UNIT FOR VARIOUS missions within and outside the US. 2. 03/04/2022 - Dime and Associates - Investment Related - 12537 15th Ave Ste. 107 Seattle, WA 98125 - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2022 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 04/27/2022 - Dime & Associates - Investment Related - 12537 15th Ave Ste. 107 Seattle, WA 98125 - DBA for LPL Business (entity for LPL business) - Start Date - 03/01/2022 - 160 Hours Per Month/8 Hours During Securities Trading. 4. 05/24/2022 - Dime & Associates Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/19/2022 - 40 Hours Per Month/ 0 Hours During Securities Trading. 5. 11/004/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 11/19/2020 - 1 Hours Per Month/0 Hours During Securities Trading 6. 05/21/2024 - YouTube Partner Program (YPP) - Other - YouTube Partner Program (YPP) - Content Creator - Not Investment Related - Home Based - Start Date 06/01/2024 - 2 Hours Per Month/ 0 Hours During Trading 7. 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2026. I expect to spend approximately 160] hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-04-28
  • S63 Uniform Securities Agent State Law Examination
    2014-04-28
Designations
Other Names
  • Christopher Anton Privette

View on SEC IAPD

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