Kirby Wen Chien

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 12/2016
  Principal Life Insurance Company
  Lake Oswego, OR
• 10/2014 → 12/2016
  Princor Financial Services Corporation
  Lake Oswego, OR
• 04/2017 → 10/2021
  Edward Jones
  St Louis, MO
• 01/2017 → 04/2017
  Unemployed
  Lake Oswego, OR
• 11/2021 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2017-04-24 → 2021-10-29
  Edward Jones
  Canby, OR
• 2014-11-04 → 2016-12-31
  Principal Securities, Inc.
  Lake Oswego, OR
• 2014-05-12 → 2014-10-14
  Equitable Advisors, Llc
  Cedar Falls, IA
  Portland, OR
  Portland, OR

Other Businesses

1) DBA - BEDROCK WEALTH MANAGEMENT - 200 GREENRIDGE DRIVE, #211, LAKE OSWEGO, OR 97035; INVESTMENT RELATED; ADVISORY AND LIFE INSURANCE; PRESIDENT; 100% OF TIME SPENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-08
• S63 Uniform Securities Agent State Law Examination
  2013-09-03

Other Names

• Kirby Chien