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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-01-05 |
| TX | RA | APPROVED | 2021-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2013 | 07/2017 |
| The Vanguard Group, Inc. | Charlotte | NC | 11/2020 | Present |
| Dhg Corporate Finance | Charlotte | NC | 07/2017 | 08/2018 |
| Dhg Llp | Charlotte | NC | 09/2018 | 09/2020 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: 2619 GLENDORA AVENUE LLC INVESTMENT-RELATED ADDRESS: CINCINATTI, OH NATURE OF BUSINESS: REAL ESTATE POSITION: LIMITED PARTNER START DATE: 11/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LIMITED PARTNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-25 |
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