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Courtney Ferland

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-18
RI RA APPROVED 2016-12-06
TX RA APPROVED 2014-01-06
  • FL RA
    APPROVED
    Since 2024-12-18
  • RI RA
    APPROVED
    Since 2016-12-06
  • TX RA
    APPROVED
    Since 2014-01-06

Branch Locations

9000 Southside Blvd Bldg 600, Jacksonville, FL 32256 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Incorporated Chandler AZ 08/2013 Present
Arizona State University Phoenix AZ 08/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-30
  • S66 Uniform Combined State Law Examination
    2013-12-30
Other Names
  • Courtney Jo Ruthrauff
  • Courtney Ruthrauff

View on SEC IAPD

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