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Current Employers
Thomas J. Herzfeld Advisors, Inc.

119 Washington Avenue Suite 405, Miami Beach, FL 33139 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-18
  • FL RA
    APPROVED
    Since 2025-12-18

Branch Locations

119 Washington Avenue Suite 405, Miami Beach, FL 33139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas J. Herzfeld Advisors, Inc Miami Beach FL 06/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-16
  • S65 Uniform Investment Adviser Law Examination
    2013-11-16

View on SEC IAPD

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