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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-02-21 |
| TX | RA | APPROVED_RES | 2023-02-13 |
Branch Locations
216 S. 8Th St. Suite 111, Opelika, AL 36801 • United States
445 Dexter Ave., Suite 4050, Ofc#, Montgomery, AL 36104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities, Inc | Adel | GA | 02/2016 | 09/2016 |
| Proequities Inc | Montgomery | AL | 10/2016 | 05/2019 |
| Dba -- Legacy Advisory Group | Montgomery | AL | 09/2016 | 05/2019 |
| Lincoln Financial Advisors | Montgomery | AL | 05/2019 | 02/2023 |
| Lpl Financial Llc | Montgomery | AL | 02/2023 | Present |
1) 02/10/2023 - B & A Financial, LLC- Business Entity For Tax/Investment Purposes Only- owner- non-inv. related- Montgomery, AL - start date 4/17/2017 - 20 Hrs/Mth - 1 Hrs During Trading. 2) 02/10/2023 - Garnet Bridge Advisors- DBA for LPL Business (entity for LPL business)- inv. related- At Reported Business Location(s) - Start Date 02/10/2023 - 40 Hrs/Mth - 2 Hrs During Trading. 3) 02/10/2023- Non-Variable Insurance- Agent - inv. related- At Reported Business Location(s) - start date 4/17/2017 - 20 Hrs/Mth - 1 Hrs During Trading. 4) 08/21/2025 - X Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date 08/11/2025 - 60 Hrs/Mth - 3 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-11 |
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