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Aaron Christopher Bethune

LPl Financial LLC

Opelika, AL

Montgomery, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-02-21
TX RA APPROVED_RES 2023-02-13
  • AL RA
    APPROVED
    Since 2023-02-21
  • TX RA
    APPROVED_RES
    Since 2023-02-13

Branch Locations

216 S. 8Th St. Suite 111, Opelika, AL 36801 • United States

445 Dexter Ave., Suite 4050, Ofc#, Montgomery, AL 36104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities, Inc Adel GA 02/2016 09/2016
Proequities Inc Montgomery AL 10/2016 05/2019
Dba -- Legacy Advisory Group Montgomery AL 09/2016 05/2019
Lincoln Financial Advisors Montgomery AL 05/2019 02/2023
Lpl Financial Llc Montgomery AL 02/2023 Present
  • 02/2016 → 09/2016
    Gwn Securities, Inc
    Adel, GA
  • 10/2016 → 05/2019
    Proequities Inc
    Montgomery, AL
  • 09/2016 → 05/2019
    Dba -- Legacy Advisory Group
    Montgomery, AL
  • 05/2019 → 02/2023
    Lincoln Financial Advisors
    Montgomery, AL
  • 02/2023 → Present
    Montgomery, AL
Previous Registrations
  • 2021-03-23 → 2023-02-13
    Osaic Fa, Inc.
    Fort Wayne, IN
    Montgomery, AL
    Montgomery, AL
Other Businesses

1) 02/10/2023 - B & A Financial, LLC- Business Entity For Tax/Investment Purposes Only- owner- non-inv. related- Montgomery, AL - start date 4/17/2017 - 20 Hrs/Mth - 1 Hrs During Trading. 2) 02/10/2023 - Garnet Bridge Advisors- DBA for LPL Business (entity for LPL business)- inv. related- At Reported Business Location(s) - Start Date 02/10/2023 - 40 Hrs/Mth - 2 Hrs During Trading. 3) 02/10/2023- Non-Variable Insurance- Agent - inv. related- At Reported Business Location(s) - start date 4/17/2017 - 20 Hrs/Mth - 1 Hrs During Trading. 4) 08/21/2025 - X Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date 08/11/2025 - 60 Hrs/Mth - 3 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-22
S63 Uniform Securities Agent State Law Examination 2014-02-11
  • S65 Uniform Investment Adviser Law Examination
    2021-03-22
  • S63 Uniform Securities Agent State Law Examination
    2014-02-11
Other Names
  • Aaron Christopher Bethune
  • Aaron Bethune

View on SEC IAPD

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