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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centerplate At Sports Authority Field At Mile High | Denver | CO | 07/2012 | 01/2019 |
| Jewett Insurance Agency (Allstate) | Centennial | CO | 07/2015 | 09/2016 |
| Back-Up Care Customer Specialist | Broomfield | CO | 06/2016 | 05/2018 |
| Gwfs Equities | Greenwood Village | CO | 05/2018 | 04/2024 |
| Transamerica Investors Securities Corporation | Aurora | CO | 04/2024 | Present |
| Transamerica Life Insurance Company | Aurora | CO | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-14 |
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