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10000 North Central Expressway Suite 700, Dallas, TX 75231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-13 |
Branch Locations
10000 North Central Expressway Suite 700, Dallas, TX 75231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Denver | CO | 07/2011 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Colleyville | TX | 06/2017 | 03/2020 |
| Bank Of America, N.A. | Colleyville | TX | 06/2017 | 03/2020 |
| Charles Schwab & Co., Inc. | Westlake | TX | 06/2021 | 03/2022 |
| Charles Schwab Bank, Ssb | Westlake | TX | 06/2021 | 03/2022 |
| Unemployed | Fort Worth | TX | 03/2020 | 06/2021 |
| Unemployed | Fort Worth | TX | 03/2022 | 03/2023 |
| Lowes Home Improvement | Keller | TX | 03/2023 | 09/2023 |
| Apeiron Ria, Llc | Dallas | TX | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-18 |
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