Eric C Gross

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2019-01-31
WI	RA	APPROVED	2019-01-23
MN	RA	APPROVED	2018-05-03

IA RA
APPROVED

Since 2019-01-31
WI RA
APPROVED

Since 2019-01-23
MN RA
APPROVED

Since 2018-05-03

Branch Locations

7650 Edinborough Way Suite 320, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Co	Edina	MN	08/2013	05/2017
Nylife Securities Llc	Edina	MN	11/2013	05/2017
Valic Financial Advisors, Inc	Edina	MN	06/2017	Present
Agia	Houston	TX	12/2022	Present

08/2013 → 05/2017

New York Life Insurance Co

Edina, MN
11/2013 → 05/2017

Nylife Securities Llc

Edina, MN
06/2017 → Present

Valic Financial Advisors, Inc

Edina, MN
12/2022 → Present

Agia

Houston, TX

Other Businesses

1) LYFT.548 MARKET ST., SUITE 68514,SAN FRANCISCO, CA 94104.COMMENCED ACTIVITY 09/14/2017.NON-INVESTMENT RELATED.PART TIME DRIVER FOR LYFT. I DRIVE PEOPLE AROUND TO THEIR DESIRED DESTINATIONS.5% HRS/MTH IS DEVOTED TO ACTIVITY WITH NONE DURING SECURITIES TRADING HOURS. 2) PIER 500. 500 1ST ST, HUDSON, WI 54016. NON-INVESTMENT RELATED. COMMENCED ACTIVITY 6/17/2019. BARTENDER WITH DUTIES WHICH INCLUDE SERVE CUSTOMERS FOOD AND DRINKS. 10% HRS/MTH IS DEVOTED TO THIS ACTIVITY WITH NONE DURING SECURITIES TRADING HOURS. SALVO SOCCER CLUB POSITION: Youth Soccer Coach NATURE: I am the head coach for my son's U9 competitive soccer team. I am being compensated $25 per practice session and game session. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 3348 Sherman C. #001, Eagan MN 55121, United States DESCRIPTION: Coach youth soccer practices and games AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-05-01
S63	Uniform Securities Agent State Law Examination	2014-04-15

S65 Uniform Investment Adviser Law Examination

2018-05-01
S63 Uniform Securities Agent State Law Examination

2014-04-15

Other Names

Eric Christopher Gross
Eric C Gross
Eric Gross

View on SEC IAPD