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Izabella Wszolek

Rbc Capital Markets, LLC

Norwalk, CT

Purchase, NY

CRD 6237566

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-07-10
NY RA APPROVED 2025-07-10
TX RA APPROVED_RES 2025-07-10
  • CT RA
    APPROVED
    Since 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED_RES
    Since 2025-07-10

Branch Locations

Norwalk, CT • United States

4 Manhattanville Road Suite 104, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services White Plains NY 08/2013 07/2025
Rbc Capital Markets, Llc Purchase NY 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-20
  • S66 Uniform Combined State Law Examination
    2019-09-20

View on SEC IAPD

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