Keith Anthony Guertin

Current Employers

Employment History

• 05/2015 → 01/2017
  Lpl Financial, Llc
  Overland Park, KS
• 04/2015 → Present
  Onedigital Investment Advisors Llc
  Overland Park, KS
• 02/2017 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Overland Park, KS

Previous Registrations

• 2012-12-03 → 2015-03-12
  J P Turner & Company Capital Management, Llc
  Overland Park, KS
• 2009-10-22 → 2012-12-18
  Oneamerica Securities, Inc.
  Lees Summit, MO
• 2006-12-15 → 2008-12-04
  New England Securities
  Overland Park, KS

Other Businesses

1) Appointment with multiple insurance carriers; not investment related;11101 Switzer Road, Suite 200,Overland Park,KS 66209;fixed insurance & annuity sales;4/2015;10 hrs/month;<1 hr during trading; insurance & annuity sales 2)OneDigital;not investment related;200 Galleria Pkwy SE,Ste 1950,Atlanta,GA 30339;employee benefits;financial advisor;1/1/2020;160 hrs/month;6.5 hrs during trading;prospecting for new clients and client service 2) ONEDIGITAL FINANCIAL SERVICES POSITION: Adviosr NATURE: Life Insurance and Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 11101 Switzer Road, Suite 200, Overland Park KS 66209, United States DESCRIPTION: Life Insurance and Fixed Annuity Sales

Exams

• S66 Uniform Combined State Law Examination
  2006-08-01