Ann Abel Cooper

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Sagepoint Financial
  Torrance, CA
• 01/2015 → Present
  Legacy Financial Group
  Torrance, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Torrance, CA

Other Businesses

1) ANN COOPER POSITION: Salesperson NATURE: No business structure INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2014 ADDRESS: 19191 South Vermont, Suite 100, Torrance, CA 90502 DESCRIPTION: Research insurance and annuity information for clients. Present insurance and annuity information to clients when applicable. 2) LEGACY FINANCIAL GROUP POSITION: Investment Advisor NATURE: Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/07/2015 ADDRESS: 19191 South Vermont, Suite 100, Torrance, CA 90502 DESCRIPTION: Working as an investment advisor to clients with advisory accounts 3) LEGACY FINANCIAL GROUP POSITION: Investment Advisor NATURE: Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/07/2015 ADDRESS: 19191 S. Vermont Ave. Suite 100, Torrance CA 90502, United States DESCRIPTION: Working as an investment advisor to clients with advisory accounts 4) ANN COOPER POSITION: Salesperson NATURE: No business structure INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2014 ADDRESS: 19191 S. Vermont Ave., Suite 100, Torrance CA 90502, United States DESCRIPTION: Research insurance and annuity information for clients. Present insurance and annuity information to clients when applicable. 5) SALLY GILLILAN TRUST POSITION: Co-Trustee NATURE: I am the co-trustee on my mother's trust account. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 5012 Sharynne Lane, Torrance CA 90505, United States DESCRIPTION: Review my mother's account monthly and answer any questions she might have.

Exams

• S66 Uniform Combined State Law Examination
  2013-10-02

Designations

• Certified Financial Planner

Other Names

• Ann Lewis Abel
• Ann Cooper