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Rashead Eric Harper

Ubs Financial Services Inc.

Dallas, TX

Charlotte, NC

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-21
NC RA APPROVED 2022-12-06
FL RA APPROVED 2022-08-22
NJ RA APPROVED 2022-07-13
  • TX RA
    APPROVED_RES
    Since 2026-05-21
  • NC RA
    APPROVED
    Since 2022-12-06
  • FL RA
    APPROVED
    Since 2022-08-22
  • NJ RA
    APPROVED
    Since 2022-07-13

Branch Locations

2323 Cedar Springs Rd Suite 2000, Dallas, TX 75201 • United States

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Charlotte NC 08/2013 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 09/2019
Deutsche Bank Securities Inc. Jacksonville FL 09/2019 06/2022
Ubs Financial Services Inc Charlotte NC 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-15
S63 Uniform Securities Agent State Law Examination 2013-12-06
  • S66 Uniform Combined State Law Examination
    2018-02-15
  • S63 Uniform Securities Agent State Law Examination
    2013-12-06
Other Names
  • Rashead Eric Harper
  • Rashead E Harper

View on SEC IAPD

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