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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2018-04-26 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
145 Maplewood Avenue Suite 100, Portsmouth, NH 03801 • United States
Hampton, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Portsmouth | NH | 09/2016 | 04/2018 |
| Raymond James Financial Services, Inc. | Portsmouth | NH | 04/2018 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Portsmouth | NH | 04/2018 | Present |
| Steward Partners Global Advisory, Llc | Portsmouth | NH | 04/2018 | Present |
| Steward Partners Investment Solutions, Llc | Portsmouth | NH | 05/2022 | Present |
1) POSHMARK. NON-INVESTMENT RELATED. REDWOOD CITY, CA. SALES CONSULTANT. SALES OF CLOTHING, SHOES, ETC ONLINE. STARTED:9/2017. 10 HRS/MO; 0 DURING TRADING 2) Clove Hitch Advisors, Address: Portsmouth, NH, Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Employee, Investment Related: Yes, Start Date: 04/2018, Hours per month devoted to this business: 0, Hours per month devoted to this business during trading hours: 0, Description of duties: Team Member of Clove Hitch Advisors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-01 |
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