James R Mccarty

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2024-05-24

KY RA
APPROVED

Since 2024-05-24

Branch Locations

Louisville, KY • United States

500 West Jefferson St., Louisville, KY 40202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lexmark International	Lexington	KY	05/2015	07/2020
Valvoline Inc.	Lexington	KY	05/2021	01/2022
Alliancebernstein	Nashville	TN	05/2022	07/2022
Landfund Partners	Nashville	TN	08/2022	07/2023
Mcnair Living	Lexington	KY	08/2023	01/2024
Baird Trust	Louisville	KY	02/2024	Present
Vanderbilt University Owen Graduate School Of Management	Nashville	TN	08/2020	05/2022

05/2015 → 07/2020

Lexmark International

Lexington, KY
05/2021 → 01/2022

Valvoline Inc.

Lexington, KY
05/2022 → 07/2022

Alliancebernstein

Nashville, TN
08/2022 → 07/2023

Landfund Partners

Nashville, TN
08/2023 → 01/2024

Mcnair Living

Lexington, KY
02/2024 → Present

Baird Trust

Louisville, KY
08/2020 → 05/2022

Vanderbilt University Owen Graduate School Of Management

Nashville, TN

Other Businesses

University of Kentucky Gatton College of Business and Economics Non-Investment Related Business 550 S Limestone, Lexington, KY 40506 Post-Secondary Education Adjunct Professor of Finance 01/01/2024 20 hours per month (the semester actually wrapped up 5/1/24) 0 hours of trading I teach a class on financial modeling

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-23

S66 Uniform Combined State Law Examination

2024-05-23

Designations

Other Names

James Riley Mccarty

View on SEC IAPD