Andrew Marshall Borgna

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 06/2018
  Capital Choice Financial Services
  Greensboro, GA
• 08/2013 → 06/2017
  Ccf Investments, Inc
  Greensboro, GA
• 06/2017 → 06/2018
  Ameritas Investment Corp.
  Lincoln, NE
• 09/2014 → Present
  Asset Wealth Management
  Henderson, NV
• 08/2016 → Present
  Lighthouse Financial Services
  Reno, NV
• 06/2018 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Other Businesses

LIFE INSURANCE & ANNUITIES POSITION: Agent NATURE: I am appointed with Asset Wealth Management INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/04/2012 ADDRESS: 2470 St. Rose Pkwy #102, Henderson NV 89074, United States DESCRIPTION: Give quotes if needed and if accepted prepare application and deliver policy once approved. NEW DIRECTIONS FINANCIAL GROUP Is Not Investment Related, Insurance Sales, Agent, 2019-09-09, 1 hours per month, 1 hours per month during trading hours, Commission Compensation, Life Insurance and fixed indexed annuities HOPE FINANCIAL SOLUTIONS, Is Investment Related, DBA, Financial Professional 06/29/2018,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-05-25
• S63 Uniform Securities Agent State Law Examination
  2013-08-13