Benjamin Joseph Castiglioni

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2025-05-16
TX	RA	APPROVED_RES	2025-05-16

MO RA
APPROVED

Since 2025-05-16
TX RA
APPROVED_RES

Since 2025-05-16

Branch Locations

Ellisville, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cutter & Company, Inc.	Ballwin	MO	08/2013	05/2025
Prospera Financial Services, Inc.	Dallas	TX	05/2025	Present

08/2013 → 05/2025

Cutter & Company, Inc.

Ballwin, MO
05/2025 → Present

Prospera Financial Services, Inc.

Dallas, TX

Previous Registrations

2017-01-03 → 2025-05-16

Cutter & Company, Inc.

Ballwin, MO

Ellisville, MO

Other Businesses

Cutter and Company Brokerage, Inc; Investment Related - Yes; 15415 Clayton Rd Ballwin, MO 63011; DBA; Advisor; 05/2025; 160 Hours Per Month; 160 Hours During Trading Hours; Providing financial planning and Investment related services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-12-05
S63	Uniform Securities Agent State Law Examination	2015-11-09

S65 Uniform Investment Adviser Law Examination

2016-12-05
S63 Uniform Securities Agent State Law Examination

2015-11-09

Other Names

Ben Castiglioni

View on SEC IAPD