Michael Robert Valeri

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 02/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 01/2015 → 02/2017
  Bank Of America, N.A.
  Pennington, NJ
• 02/2017 → 05/2018
  Unemployed
  Pittstown, NJ
• 05/2018 → 10/2018
  Dawson James Securities
  New York, NY
• 10/2018 → 03/2019
  Unemployed
  Pittstown, NJ
• 03/2019 → 03/2020
  Jakes Bar And Restaurant
  Flemington, NJ
• 03/2020 → 03/2021
  N/A
  Pittstown, NJ
• 03/2021 → 01/2024
  Guardian Life Insurance Company
  Bethlehem, PA
• 09/2023 → 01/2024
  Park Avenue Securities Llc
  Bethlehem, PA
• 01/2024 → 06/2026
  Guardian Life Insurance Company
  Flemington, NJ
• 01/2024 → 06/2026
  Park Avenue Securities
  Flemington, NJ
• 06/2026 → Present
  Guardian Life Insurance Company
  Parsippany, NJ
• 06/2026 → Present
  Park Avenue Securities Llc
  Parsippany, NJ

Previous Registrations

• 2014-11-13 → 2017-03-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Other Businesses

Uber/Lyft Driver, Start: 11/17/2022 Address: 1515 Third St San Francisco, California 94158, 40 total hours per month, 0 during securities trading hours, Greater than 10% annual compensation, Not investment related

Exams

• S66 Uniform Combined State Law Examination
  2024-03-01
• S63 Uniform Securities Agent State Law Examination
  2013-10-31