Hao Vinh Dong

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-08-02
CA	RA	APPROVED	2022-08-01

TX RA
APPROVED_RES

Since 2022-08-02
CA RA
APPROVED

Since 2022-08-01

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

750 University Ave , Suite 240, Los Gatos, CA 95032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Los Gatos	CA	07/2014	05/2018
Rockefeller Financial Llc	Los Gatos	CA	05/2022	Present
Sand Hill Global Advisors	Palo Alto	CA	05/2018	05/2022

07/2014 → 05/2018

Morgan Stanley

Los Gatos, CA
05/2022 → Present

Rockefeller Financial Llc

Los Gatos, CA
05/2018 → 05/2022

Sand Hill Global Advisors

Palo Alto, CA

Previous Registrations

2014-12-18 → 2018-05-04

Morgan Stanley

Los Gatos, CA

Other Businesses

Uber; SAN JOSE, CA; Not Investment related; Independent Contractor; 06/2017; During business hours: 0; After business hours: 0 Residential Rental Property at 5351 Lean Ave. San Jose, CA 95123. Investment related but I will also be occupying the property in a separate unit after July/2022. Owner. Start: 06/2020. During business hours: 0, After business hours: 1

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-30

S66 Uniform Combined State Law Examination

2022-07-30

View on SEC IAPD