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Thomas Casey Stamps

Rockefeller Capital Management

Jacksonville Beach, FL

Rockefeller Financial LLC

Atlanta, GA

Jacksonville Beach, FL

CRD 6235703

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Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-19
TX RA APPROVED 2026-02-27
  • FL RA
    APPROVED
    Since 2026-03-19
  • TX RA
    APPROVED
    Since 2026-02-27

Branch Locations

320 1St Street North, Unit 703, Jacksonville Beach, FL 32250 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-02
FL RA APPROVED 2019-01-02
GA RA APPROVED 2019-01-02
  • TX RA
    APPROVED_RES
    Since 2021-11-02
  • FL RA
    APPROVED
    Since 2019-01-02
  • GA RA
    APPROVED
    Since 2019-01-02

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

320 1St Street North, Unit 703, Jacksonville Beach, FL 32250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 08/2013 12/2018
Rockefeller Financial Llc Ponte Vedra Beach FL 12/2018 06/2023
Rockefeller Capital Management Jacksonville Beach FL 02/2026 Present
Rockefeller Financial Llc Jacksonville Beach FL 06/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-31
  • S66 Uniform Combined State Law Examination
    2014-01-31

View on SEC IAPD

Nearby Firms

ULLMANN WEALTH PARTNERS
STRIVUS WEALTH PARTNERS LLC
STANDFAST ASSET MANAGEMENT, LLC

Nearby Investors

BRIAN G JAMES
JOHN PATRICK GUNN
CARRIE KING

Nearby Offices

ULLMANN WEALTH PARTNERS · JACKSONVILLE BEACH, FL
STRIVUS WEALTH PARTNERS LLC · JACKSONVILLE BEACH, FL
STANDFAST ASSET MANAGEMENT, LLC · JACKSONVILLE BEACH, FL

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