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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-01 |
| TX | RA | APPROVED | 2021-12-22 |
| KY | RA | APPROVED | 2021-11-05 |
Branch Locations
1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Owensboro | KY | 08/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Owensboro | KY | 11/2016 | 11/2021 |
| Robert W Baird | Owensboro | KY | 11/2021 | Present |
POWER OF ATTORNEY FOR BROTHER; INV. RELATED; OWENSBORO, KY; START DATE 7/16/2018; 1 HR PER MONTH; 1 HR DURING TRADING. Name/Address: Goodfellows Club of Owensboro/401 Frederica St., Owensboro, KY 42301 Start Date: Jun 25, 2024 Hours Spent: 1-5 hours/month Hours Spent During Trading: 2 hours/month Role/Responsibility: Board Member Investment Related Name/Address: Owensboro Choral Society, 2077 Kentucky 279 S Owensboro KY 42301 Start date: 11/5/2021 Hours spent: 10/mo Hours spent during trading Hours: 1/mo Role/Responsibility: Publicity Volunteer Not Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-28 |
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