Catherine Bradley O'COnnell

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 10/2017
  Jpmorgan Securities Llc
  Houston, TX
• 08/2013 → 10/2017
  Jpmorgan Chase Bank Na
  Houston, TX
• 10/2017 → 12/2019
  Northern Trust Securities, Inc.
  Dallas, TX
• 10/2017 → 12/2019
  Northern Trust Bank
  Dallas, TX
• 12/2019 → Present
  Jpmorgan Chase Bank Na
  Houston, TX
• 12/2019 → Present
  Jpmorgan Securities Llc
  Houston, TX

Other Businesses

Entity Name: RLB O&G LLC Investment related: Yes Address: RLB O&G LLC c/o Travis Property Management PO Box 56429 Houston, TX Nature of the other business: RLB O&G LLC owns an inherited portfolio. Position/Title/Relationship: Manager Start Date: 01-Jan-2020 Approximate # of hours a month: 0.5 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Approve bills / payment, assist CPA with annual tax prep

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-19
• S63 Uniform Securities Agent State Law Examination
  2013-12-04

Designations

• Certified Financial Planner

Other Names

• Catherine Bradley
• Catherine Frances Bradley
• Catherine Frances Bradley O'COnnell