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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-01-08 |
Branch Locations
Germantown, WI • United States
10 Hudson Yards, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co | Milwaukee | WI | 08/2013 | 08/2017 |
| Guardian Life Insurance Co Of America | Atlanta | GA | 09/2017 | 07/2018 |
| Park Aveneue Securities, Llc | Atlanta | GA | 10/2017 | 07/2018 |
| Guardian Life Insurance Company | Germantown | WI | 07/2018 | Present |
| Park Avenue Securities | Germantown | WI | 07/2018 | 11/2018 |
| Park Avenue Securities, Llc | Germantown | WI | 11/2018 | Present |
1) Germantown Village Trustee, District 4- Start date: 04/15/2025, Address: N112W17001 Mequon Rd, Germantown, WI 53022, 12 total hours per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-17 |
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