Warren Mcguire

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 12/2018
  Axa Advisors, Llc.
  New York, NY
• 12/2018 → Present
  Kestra Investment Services, Llc.
  Chicago, IL
• 12/2018 → Present
  Kestra Advisory Services, Llc.
  Chicago, IL

Previous Registrations

• 2014-05-07 → 2018-12-11
  Equitable Advisors, Llc
  New York, NY
  Pittsburgh, PA
  New York, NY

Other Businesses

Name: SBSI, Inc. Investment Related: Yes Address: 500 W. Madison St, Suite 2700 Chicago IL 60661 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Director Start Date: 12/3/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Advisor helping build new business and serve existing clients Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 12/7/2018 Hours/month: 11% - 20% (17 - 32 hours) Hours/month during trading hours: 11% - 20% (15 - 28 hours) Duties: Investment Advisor Representative Name: SBSII LLC POSITION: Managing Member NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/19/2022 ADDRESS: 21 Chestnut Ave, Clarendon Hills IL 60514 DESCRIPTION: I will be providing my services of leadership of organizational structure and sales to my current firm of SBSI, in which this LLC will be compensated for these services Name: WINGED KEEL GROUP POSITION: Principal NATURE: Insurance INVESTMENT RELATED: Yes # #OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2026 ADDRESS: 60 E 42nd St 44th Floor, New York NY 10165, United States DESCRIPTION: sourcing clients and insurance planning for those clients. in charge of helping lead company vision and success.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-11
• S63 Uniform Securities Agent State Law Examination
  2013-09-05