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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| CO | RA | APPROVED | 2022-02-02 |
Branch Locations
4350 Congress Street Floor 01, Charlotte, NC 28209 • United States
4000 Center At Northhills St., Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | New York | NY | 08/2013 | 05/2017 |
| Jp Morgan Chase Bank Na | Denver | CO | 06/2017 | 05/2020 |
| Crestone Asset Management Llc | Denver | CO | 06/2020 | 01/2022 |
| Crestone Asset Management Llc | Denver | CO | 12/2020 | 01/2022 |
| Jpmorgan Chase Bank Na | Denver | CO | 01/2022 | Present |
| Jpmorgan Securities Llc | Denver | CO | 01/2022 | Present |
Entity Name: Friendship Bridge Investment related: Yes Address: 405 Urban St #140, Lakewood, CO 80228 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 10/02/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Friendship Bridge is a nonprofit social enterprise creating opportunities that empower women in Guatemala to build better lives. They seek to alleviate poverty by combining the tools of microfinance, education, and preventive health services. My role in the organization would be to serve on the finance committee. This role involves evaluating performance of the endowment of the non-profit, as well as monitoring overall financial performance. There is no known connection to JPMC. Entity Name: Women's Foundation of Colorado Investment related: Yes Address: 1901 East Asbury Avenue Denver, CO 80210 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 06/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The Women's Foundation of Colorado is a community foundation focused on catalyzing economic opportunities for women and their families throughout the state. My role includes serving on the Investment Committee for the portfolios endowment. The Investment Committee is charged with setting asset allocation for the endowment and selecting an outsourced Chief Investment Officer to make investment decisions. There is no connection to JPMC. "
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-05 |
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