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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
CO RA APPROVED 2022-02-02
  • TX RA
    APPROVED
    Since 2022-11-17
  • CO RA
    APPROVED
    Since 2022-02-02

Branch Locations

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

4000 Center At Northhills St., Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na New York NY 08/2013 05/2017
Jp Morgan Chase Bank Na Denver CO 06/2017 05/2020
Crestone Asset Management Llc Denver CO 06/2020 01/2022
Crestone Asset Management Llc Denver CO 12/2020 01/2022
Jpmorgan Chase Bank Na Denver CO 01/2022 Present
Jpmorgan Securities Llc Denver CO 01/2022 Present
  • 08/2013 → 05/2017
    Jp Morgan Chase Bank Na
    New York, NY
  • 06/2017 → 05/2020
    Jp Morgan Chase Bank Na
    Denver, CO
  • 06/2020 → 01/2022
    Crestone Asset Management Llc
    Denver, CO
  • 12/2020 → 01/2022
    Crestone Asset Management Llc
    Denver, CO
  • 01/2022 → Present
    Jpmorgan Chase Bank Na
    Denver, CO
  • 01/2022 → Present
    Jpmorgan Securities Llc
    Denver, CO
Previous Registrations
  • 2021-01-29 → 2022-02-25
    Crestone Asset Management Llc
    Boulder, CO
Other Businesses

Entity Name: Friendship Bridge Investment related: Yes Address: 405 Urban St #140, Lakewood, CO 80228 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 10/02/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Friendship Bridge is a nonprofit social enterprise creating opportunities that empower women in Guatemala to build better lives. They seek to alleviate poverty by combining the tools of microfinance, education, and preventive health services. My role in the organization would be to serve on the finance committee. This role involves evaluating performance of the endowment of the non-profit, as well as monitoring overall financial performance. There is no known connection to JPMC. Entity Name: Women's Foundation of Colorado Investment related: Yes Address: 1901 East Asbury Avenue Denver, CO 80210 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 06/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The Women's Foundation of Colorado is a community foundation focused on catalyzing economic opportunities for women and their families throughout the state. My role includes serving on the Investment Committee for the portfolios endowment. The Investment Committee is charged with setting asset allocation for the endowment and selecting an outsourced Chief Investment Officer to make investment decisions. There is no connection to JPMC. "

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-29
S63 Uniform Securities Agent State Law Examination 2013-11-05
  • S65 Uniform Investment Adviser Law Examination
    2021-01-29
  • S63 Uniform Securities Agent State Law Examination
    2013-11-05
Other Names
  • Kiley Cameron Baker
  • Kiley C Baker

View on SEC IAPD

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