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Nicole Lynn Smit

Providence Wealth Advisors, LLC

Frankfort, IL

Dyer, IN

CRD 6234748

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Employer firm

Providence Wealth Advisors, LLC CRD 153646

$684M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Providence Wealth Advisors, Llc

20220 South Lagrange Road, Frankfort, IL 60423 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-02-04
IL RA APPROVED 2014-01-10
  • IN RA
    APPROVED
    Since 2019-02-04
  • IL RA
    APPROVED
    Since 2014-01-10

Branch Locations

20220 South Lagrange Road, Frankfort, IL 60423 • United States

10100 Calumet Ave, Dyer, IN 46311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence Wealth Advisors, Llc Frankfort IL 04/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-10
  • S65 Uniform Investment Adviser Law Examination
    2014-01-10
Other Names
  • Nicole Lynn Reichert
  • Nicole Reichert Smit
  • Nicole Lynn Smit

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
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Nearby Investors

CHRISTINA DENISE SUCHORABSKI
STEVEN ROBERT SWANSON
PATRICK J JARZEMBOWSKI

Nearby Offices

LPL FINANCIAL LLC · FRANKFORT, IL
AMERIPRISE FINANCIAL SERVICES, LLC · FRANKFORT, IL
AMERIPRISE FINANCIAL SERVICES, LLC · FRANKFORT, IL

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