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Anne-Marie Catherine Cummings

Morgan Stanley

Chapel Hill, NC

CRD 6234392

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-16
NC RA APPROVED 2016-04-20
  • TX RA
    APPROVED_RES
    Since 2020-09-16
  • NC RA
    APPROVED
    Since 2016-04-20

Branch Locations

6340 Quadrangle Drive Suite 300, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chapel Hill NC 07/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-20
  • S66 Uniform Combined State Law Examination
    2016-04-20
Other Names
  • Anne Marie Catherine Cummings

View on SEC IAPD

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FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
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