Best Investors Account Sign in
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-27
NV RA APPROVED 2023-03-20
  • TX RA
    APPROVED_RES
    Since 2026-03-27
  • NV RA
    APPROVED
    Since 2023-03-20

Branch Locations

2495 Village View Dr Ste 200, Henderson, NV 89074 • United States

10845 Griffith Peak Dr Ste 690, Las Vegas, NV 89135 • United States

Henderson, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Henderson NV 05/2009 11/2016
Wells Fargo Clearing Services, Llc Henderson NV 11/2016 03/2023
Ameriprise Financial Services, Llc Las Vegas NV 03/2023 Present
Previous Registrations
  • 2003-07-01 → 2023-03-10
    Henderson, NV
    Henderson, NV
    Las Vegas, NV
  • 2002-12-20 → 2003-07-01
    Prudential Equity Group, Llc
    Las Vegas, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-29
S63 Uniform Securities Agent State Law Examination 2001-06-18
  • S65 Uniform Investment Adviser Law Examination
    2001-08-29
  • S63 Uniform Securities Agent State Law Examination
    2001-06-18
Other Names
  • Helen Toby Cole
  • Mia Collier
  • Mia Collier
  • Mia Kerman
  • Mia Kerman-Quentin

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Henderson, NV

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor