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Kevin Michael Sochovka

Tcw Investment Management Company LLC

Morristown, NJ

Los Angeles, CA

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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-03-19
MA RA APPROVED 2024-08-27
NH RA APPROVED 2024-03-12
CT RA APPROVED 2024-03-11
ME RA APPROVED 2024-03-11
NJ RA APPROVED 2024-03-11
NY RA APPROVED 2024-03-11
PA RA APPROVED 2024-03-11
RI RA APPROVED 2024-03-11
CA RA APPROVED 2024-03-08
VT RA APPROVED 2024-03-08
  • DE RA
    APPROVED
    Since 2026-03-19
  • MA RA
    APPROVED
    Since 2024-08-27
  • NH RA
    APPROVED
    Since 2024-03-12
  • CT RA
    APPROVED
    Since 2024-03-11
  • ME RA
    APPROVED
    Since 2024-03-11
  • NJ RA
    APPROVED
    Since 2024-03-11
  • NY RA
    APPROVED
    Since 2024-03-11
  • PA RA
    APPROVED
    Since 2024-03-11
  • RI RA
    APPROVED
    Since 2024-03-11
  • CA RA
    APPROVED
    Since 2024-03-08
  • VT RA
    APPROVED
    Since 2024-03-08

Branch Locations

Morristown, NJ • United States

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ngam Distribution, L.P. Boston MA 07/2013 02/2018
Blackrock Princeton NJ 02/2018 02/2024
Blackrock Investments, Llc Princeton NJ 02/2018 02/2024
Tcw Llc Los Angeles CA 02/2024 Present
Tcw Funds Distributors Los Angeles CA 02/2024 Present
  • 07/2013 → 02/2018
    Ngam Distribution, L.P.
    Boston, MA
  • 02/2018 → 02/2024
    Blackrock
    Princeton, NJ
  • 02/2018 → 02/2024
    Blackrock Investments, Llc
    Princeton, NJ
  • 02/2024 → Present
    Tcw Llc
    Los Angeles, CA
  • 02/2024 → Present
    Tcw Funds Distributors
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-03
S63 Uniform Securities Agent State Law Examination 2014-03-28
  • S65 Uniform Investment Adviser Law Examination
    2018-05-03
  • S63 Uniform Securities Agent State Law Examination
    2014-03-28

View on SEC IAPD

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