Alexander Wyndham Foord

Employer firm

New York Life Investment Management LLC CRD 109591

$121B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 09/2024
  Morgan Stanley Smith Barney Llc
  Purchase, NY
• 02/2017 → 05/2017
  E-Vents Registration
  Westwood, NJ
• 06/2016 → 02/2017
  Unemployed
  Suffern, NY
• 09/2024 → Present
  New York Life
  Stamford, CT

Previous Registrations

• 2019-04-15 → 2024-09-26
  Morgan Stanley
  New York, NY
  Purchase, NY
  Purchase, NY
  Stamford, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-15
• S63 Uniform Securities Agent State Law Examination
  2013-10-08