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11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-03-29 |
Branch Locations
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Los Angeles | CA | 03/2006 | 03/2019 |
| Lpl Financial, Llc | Los Angeles | CA | 03/2019 | Present |
| Perennial Investment Advisors, Llc | Los Angeles | CA | 03/2019 | Present |
1. 03/29/2019 - PERENNIAL FINANCIAL & INSURANCE SERVICES/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED / 0%/ LOS ANGELES, CA 2. 01/01/2012 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED / 0%/ 3968 INGLEWOOD BLVD APT 3B, LOS ANGELES, CA 90066 3. 03/29/2019 - PERENNIAL FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ LOS ANGELES, CA. 4. 4/2/2019 - Perennial Investment Advisors, LLC - DBA: Perennial Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 2/2019 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, ., an independent investment advisor firm. I started this business activity in March 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 2/12/2020 - No Business Name - No Business Name - Long Beach, Ca 90801 - Real Estate Rental - Started 02/11/2020 - 0 Hours Per Month. 6. 2/12/2020 - Wade Capital LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/29/2019 - 0 Hours Per Month - Owner of pass through corporation. 7. 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-02 |
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