James Francis Ramentol

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 07/2018
  Foresters Financial Services
  Iselin, NJ
• 04/2016 → 11/2021
  Foresters Advisory Services
  Iselin, NJ
• 08/2016 → 08/2017
  Uber
  Hoboken, NJ
• 07/2018 → 11/2021
  Foresters Financial Services
  Iselin, NJ
• 06/2019 → 11/2021
  Cetera Investment Services Llc
  Iselin, NJ
• 06/2019 → 11/2021
  Cetera Investment Advisers Llc
  Iselin, NJ
• 11/2021 → Present
  Lpl Financial, Llc
  Iselin, NJ

Previous Registrations

• 2019-06-21 → 2021-11-09
  Cetera Investment Advisers Llc
  Iselin, NJ
• 2016-05-12 → 2019-06-21
  Foresters Advisory Services, Llc
  Iselin, NJ

Other Businesses

1) 11/2021 - DBA for LPL Business (entity for LPL business) - Align Wealth Group - Investment Related - Iselin, NJ 08830 2) 11/2021 - DBA for LPL Business (entity for LPL business) - Balmville Wealth Group - Investment Related - Iselin, NJ 08830 3) 11/2021 - DBA for LPL Business (entity for LPL business) - Align Wealth Management Group - Investment Related - Iselin, NJ 08830 4) 08/21/2023 - Vanbridge - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 08/17/2023 - 5 Hours Per Month/ 1 Hour During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-26
• S63 Uniform Securities Agent State Law Examination
  2013-09-26

Other Names

• James Francis Ramentol
• James Ramentol