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1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-05 |
| CO | RA | APPROVED | 2024-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associates Financial Group | Highlands Ranch | CO | 01/2006 | Present |
| Client One Securities, Llc | Colorado Springs | CO | 09/2012 | 03/2024 |
| Integrity Advisory Soltions, Llc | Parker | CO | 03/2024 | Present |
| Retirement Realized Financial | Buda | TX | 03/2024 | Present |
1. Insurance and Annuity Sales; Investment-related; 6776 Silver Star Ln, Colorado Springs, CO 80923; Insurance and annuity sales; Owner; 06/10/2003; 80 hours per month; 80 hours during trading hours; Helping clients acquire insurance products, including life insurance and fixed annuities. 2. Federal Retirement Course; Not investment-related; 6776 Silver Star Ln, Colorado Springs, CO 80923; Educational courses available for purchase; Owner; 02/01/2024; 16 hours per month; 8 hours during trading hours; Online subscription based course teaching Federal Employees about the benefits offered to them by the Government. 3. Retirement Realized Financial; Investment related; 5160 Industrial Way Dr, Building A, Buda, TX 78610; Annuity FMO; Executive VP of Sales; Part owner; 03/12/2024; 80 hours per month; 80 hours during securities trading hours; Agent training & recruiting.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-18 |
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