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Current Employers
Integrity Advisory Solutions

1445 Ross Ave Fl 55, Dallas, TX 75202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-05
CO RA APPROVED 2024-03-04
  • TX RA
    APPROVED_RES
    Since 2024-03-05
  • CO RA
    APPROVED
    Since 2024-03-04

Branch Locations

Parker, CO • United States

1445 Ross Ave Fl 55, Dallas, TX 75202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associates Financial Group Highlands Ranch CO 01/2006 Present
Client One Securities, Llc Colorado Springs CO 09/2012 03/2024
Integrity Advisory Soltions, Llc Parker CO 03/2024 Present
Retirement Realized Financial Buda TX 03/2024 Present
  • 01/2006 → Present
    Associates Financial Group
    Highlands Ranch, CO
  • 09/2012 → 03/2024
    Client One Securities, Llc
    Colorado Springs, CO
  • 03/2024 → Present
    Integrity Advisory Soltions, Llc
    Parker, CO
  • 03/2024 → Present
    Retirement Realized Financial
    Buda, TX
Previous Registrations
  • 2014-10-23 → 2024-03-06
    Overland Park, KS
    Colorado Springs, CO
    Greenwood Village, CO
    Greenwood Village, CO
Other Businesses

1. Insurance and Annuity Sales; Investment-related; 6776 Silver Star Ln, Colorado Springs, CO 80923; Insurance and annuity sales; Owner; 06/10/2003; 80 hours per month; 80 hours during trading hours; Helping clients acquire insurance products, including life insurance and fixed annuities. 2. Federal Retirement Course; Not investment-related; 6776 Silver Star Ln, Colorado Springs, CO 80923; Educational courses available for purchase; Owner; 02/01/2024; 16 hours per month; 8 hours during trading hours; Online subscription based course teaching Federal Employees about the benefits offered to them by the Government. 3. Retirement Realized Financial; Investment related; 5160 Industrial Way Dr, Building A, Buda, TX 78610; Annuity FMO; Executive VP of Sales; Part owner; 03/12/2024; 80 hours per month; 80 hours during securities trading hours; Agent training & recruiting.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-23
S63 Uniform Securities Agent State Law Examination 2008-04-18
  • S65 Uniform Investment Adviser Law Examination
    2014-10-23
  • S63 Uniform Securities Agent State Law Examination
    2008-04-18

View on SEC IAPD

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