Matthew Dennis Oliver

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2018-11-27

MI RA
APPROVED

Since 2018-11-27

Branch Locations

27555 Executive Dr Suite 150, Farmington Hills, MI 48331 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Farmington Hills	MI	04/2005	Present

04/2005 → Present

Raymond James & Associates

Farmington Hills, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-17

S66 Uniform Combined State Law Examination

2018-11-17

View on SEC IAPD