Matthew Mayer

Current Employers

The Strategic Financial Alliance, Inc.

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2022-07-14

IA RA
APPROVED

Since 2022-07-14

Branch Locations

Marion, IA • United States

2200 Century Parkway Suite 500, Atlanta, GA 30345 • US

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Triton Pacific Securities	Laguna Nigel	CA	01/2016	02/2017
Berthel Fisher & Company Financial Services, Inc.	Cedar Rapids	IA	02/2017	07/2022
The Strategic Financial Alliance, Inc.	Atlanta	GA	07/2022	Present

01/2016 → 02/2017

Triton Pacific Securities

Laguna Nigel, CA
02/2017 → 07/2022

Berthel Fisher & Company Financial Services, Inc.

Cedar Rapids, IA
07/2022 → Present

The Strategic Financial Alliance, Inc.

Atlanta, GA

Previous Registrations

2019-02-06 → 2022-07-11

Berthel, Fisher & Company Financial Services, Inc.

Cedar Rapids, IA

Other Businesses

1. MAM Properties, LLC-N-Cedar Rapids, IA-Real Estate Investments-Managing Member-01/2014-5-1-Manage real estate investments. Lease properties to tenants; purchase and sell land for cash and seller created notes, rehab and sell single family properties.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-02-02
S63	Uniform Securities Agent State Law Examination	2015-06-16

S65 Uniform Investment Adviser Law Examination

2019-02-02
S63 Uniform Securities Agent State Law Examination

2015-06-16

Other Names

Matthew Alan Mayer
Matt Alan Mayer
Matt Alan Mayer

View on SEC IAPD