Best Investors Account Sign in

Thomas C Mueger

Northwestern Mutual Investment Services, LLC

Melville, NY

CRD 6233409

Claim This Profile
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-09-23
  • NJ RA
    APPROVED
    Since 2020-09-23

Branch Locations

400 Broadhollow Rd Ste 200, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services, Inc. Holbrook NY 07/2014 08/2020
Henry Cerruti Melville NY 08/2020 10/2020
Nicholas Llerena Meliville NY 08/2020 10/2020
Northwestern Mutual Investment Services, Llc Meliville NY 09/2020 Present
Henry Cerruti Meliville NY 10/2020 Present
Nicholas Llerena Meliville NY 10/2020 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2020 Present
Long Island Thunder Holbrook NY 10/2021 Present
  • 07/2014 → 08/2020
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 08/2020 → 10/2020
    Henry Cerruti
    Melville, NY
  • 08/2020 → 10/2020
    Nicholas Llerena
    Meliville, NY
  • 09/2020 → Present
    Northwestern Mutual Investment Services, Llc
    Meliville, NY
  • 10/2020 → Present
    Henry Cerruti
    Meliville, NY
  • 10/2020 → Present
    Nicholas Llerena
    Meliville, NY
  • 10/2020 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2021 → Present
    Long Island Thunder
    Holbrook, NY
Previous Registrations
  • 2017-12-14 → 2020-08-19
    American Portfolios Advisors, Inc
    Holbrook, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-11
  • S66 Uniform Combined State Law Examination
    2017-12-11

View on SEC IAPD

More in Melville, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor