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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-01-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce,Fenner & Smith Incorporated | Albany | GA | 07/2013 | 05/2017 |
| Bank Of America, N.A. | Albany | GA | 12/2013 | 05/2017 |
| Morgan Stanley | Albany | GA | 05/2017 | 01/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2017 | 01/2024 |
| Raymond James & Associates Inc. | Albany | GA | 01/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2017 | Present |
(1) Name of Business: Rushton Allen Address: 2208 E Doublegate Dr, Albany, GA, 31721, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/12/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: my spouse and I would like to start a social media presence using a "faceless" profile (i.e. on FB and/or Instagram) to market healthy lifestyle/spiritual ideas that are absolutely NOT financial advice/product related. I would assist in creating and uploading non-financial advice content to the profile that have links to affiliated non-financial products to earn commissions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-19 |
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