David Morris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Stockdale Financial Group
  Clarks Summit, PA
• 07/2014 → 09/2023
  Sagepoint Financial
  Clarks Summit, PA
• 09/2023 → 01/2025
  Osaic Wealth, Inc.
  Clarks Summit, PA
• 01/2025 → Present
  Lpl Financial, Llc
  Clarks Summit, PA

Previous Registrations

• 2023-09-01 → 2025-01-29
  Osaic Wealth, Inc.
  Clarks Summit, PA
• 2018-07-20 → 2023-09-01
  Osaic Services, Inc.
  Clarks Summit, PA

Other Businesses

1)01/03/2025 - Stockdale Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/03/2025 - David Morris NVI - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2025 - 8 Hr/Mth 3)01/03/2025 - 01/03/2025 - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Summitt, PA - Start: 12/2017

Exams

• S66 Uniform Combined State Law Examination
  2018-07-17
• S63 Uniform Securities Agent State Law Examination
  2014-10-27