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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-09-26
  • MI RA
    APPROVED
    Since 2014-09-26

Branch Locations

1340 Us Hwy 2, Crystal Falls, MI 49920 • United States

N10151 State Highway M-95, Sagola, MI 49881 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Crystal Falls MI 02/2014 Present
Other Businesses

1. 10/26/2016: No Business Name - Investment Related - Home Based - Non-Variable Insurance - Start 11/01/2016 - 15 Hours Per Month/1 Hour During Securities Trading - Health Insurance Agent, Selling individual health insurance policies, medicare supplements and medicare advantage plans. 2. 10/25/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other - Notary Public - Start Date:10/18/2018 - 1 Hours Per Month/1 Hours During Trading. 3. 7/13/2020 - Fred Stoor, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/01/2020 - 15 Hours Per Month/1 Hour During Securities Trading - All LPL commissions, and health insurance sales commissions. 4. 9/2/2020 - Fred Stoor, Inc. DBA Stephanie Nocerini - DBA: SN Insurance Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/24/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 5. 12/05/2025 - Fred Stoor, Inc. dba Stephanie Nocerini Insurance & Financial Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 5 hours per month/ 1 hour during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-25
  • S66 Uniform Combined State Law Examination
    2014-09-25

View on SEC IAPD

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