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Robert Patrick Carroll

Carnegie Investment Counsel

Pepper Pike, OH

Cincinnati, OH

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Current Employers
Carnegie Investment Counsel

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2013-06-03
  • OH RA
    APPROVED
    Since 2013-06-03

Branch Locations

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

2142 Alpine Place, Cincinnati, OH 45206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carnegie Investment Counsel Cincinnati OH 05/2013 05/2024
Carnegie Investment Counsel Cincinnati OH 05/2024 Present
Previous Registrations
  • 2012-04-10 → 2013-05-15
    The Alpine Financial Group
    Cincinnati, OH
  • 2006-03-23 → 2011-12-31
    The Alpine Financial Group
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-07
  • S65 Uniform Investment Adviser Law Examination
    2006-02-07
Designations

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
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WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
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